- Study protocol
- Open Access
- Open Peer Review
Neurofeedback in children with attention-deficit/hyperactivity disorder (ADHD) – a controlled multicenter study of a non-pharmacological treatment approach
© Holtmann et al.; licensee BioMed Central Ltd. 2014
- Received: 26 June 2014
- Accepted: 7 August 2014
- Published: 13 August 2014
Attention-deficit/hyperactivity disorder (ADHD) is the most common neurobehavioral disorder of childhood and has often a chronic course persisting into adulthood. However, up to 30% of children treated with stimulants either fail to show an improvement or suffer adverse side effects, including decreased appetite, insomnia and irritability and there is no evidence of long term efficacy of stimulants for ADHD. A series of studies has shown that neurofeedback is an effective additional or alternative treatment for children with ADHD, leading to e.g. significant and stable improvement in behavior, attention and IQ. Significant treatment effects of neurofeedback have also been verified in meta-analyses. Most of the trials, however, have been criticized for methodological difficulties, particularly lacking appropriate control conditions and number of patients included. This randomized study examines the efficacy of slow cortical potentials (SCP) -neurofeedback, controlling unspecific effects of the setting by comparing two active treatment modalities.
A total of 144 patients with ADHD, older than six and younger than ten years, in some cases with additional pharmacological treatment, are included in this trial. In five trial centres patients are treated either with SCP-feedback or electromyographic (EMG) -feedback in 25 sessions within 3 months. A comprehensive test battery is conducted before and after treatment and at follow-up 6 month later, to assess core symptoms of ADHD, general psychopathology, attentional performance, comorbid symptoms, intelligence, quality of life and cortical arousal.
The efficacy of SCP-feedback training for children with ADHD is evaluated in this randomized controlled study. In addition to behavior ratings and psychometric tests neurophysiological parameters serve as dependent variables. Further, the choice of EMG-biofeedback as an active control condition is debated.
Current Controlled Trials ISRCTN76187185. Registered 5 February 2009.
- Slow cortical potentials
- Attention-deficit/hyperactivity disorder
- EMG biofeedback
Attention-deficit/hyperactivity disorder (ADHD) is the most common neurobehavioral disorder of childhood with an estimated prevalence of 3-5% in school-aged children [1, 2]. Core symptoms include according to DSM-5 impaired attention, excessive motor activity, and impulsivity . The disorder often has a chronic course with 30-65% of affected children displaying ADHD symptoms in adulthood . Numerous problems are associated with ADHD, including poor social relationships, higher risk taking behavior, and a higher incidence of anxiety and depression symptoms. Stimulant medication, e.g. methylphenidate, represents the most commonly used intervention for children with ADHD. However, up to 30% of children treated with stimulants either fail to show an improvement or suffer adverse side effects, including decreased appetite, insomnia and irritability as well there is no evidence of long term efficacy of stimulants for ADHD [5, 6]. After medication washout children experience considerable loss of improvement . Kratochvil et al.  reported on the effectiveness and tolerability of long-term atomoxetine treatment. During a period of 2 years, more than 25% of young children with ADHD discontinued the treatment because of lack of effectiveness.
Neurofeedback (NF) as an additional or alternative treatment is based on neurophysiological changes characteristic of ADHD children [9–11] (for an overview, see Becker & Holtmann, ; Holtmann & Stadler ). This intervention has gained promising empirical support in recent years. Before the initial application of this clinical study, pilot studies had been carried out in three of the five participating centers (Frankfurt, Göttingen, Tübingen). For a group of nearly 50 ADHD children, significant improvement in behavior, attention and IQ was observed after NF. All changes were stable or even improved at six month [14, 15] and two year follow-up . Preliminary results of a prospective randomized pilot study in 34 ADHD children comparing NF and a computerized cognitive training indicate that only NF showed specific effects on impulse control . Also, data of a study in children with ADHD comparing NF with a computerized cognitive training found an advantage of NF on behavioral and neurophysiological parameters (Gevensleben et al., 2007). This supports the data of Heinrich et al.  who provided first evidence for specific neurophysiological effects of NF in children with ADHD, evidenced in a normalization of the contingent negative variation (CNV), an event-related correlate of attentional resources. In a controlled functional magnetic resonance imaging (fMRI) study, Lévesque et al.  demonstrated the capacity of NF to normalize key neural substrates of selective attention in ADHD. Further, it has been demonstrated that NF can lead to microstructural changes in white and gray matter .
Several meta-analyses have been published on the effects of neurofeedback on ADHD symptoms. A first meta-analysis examined 467 subjects from 10 prospective, controlled neurofeedback trials  and showed medium to high effects for all three core domain of ADHD symptoms. A second meta-analysis, using a more rigorous methodological approach  found a significant treatment effect of neurofeedback (ES = 0.59; 95% CL: 0.31-0.87) using ADHD scores from raters (often unblinded) close to the therapeutic setting. Since blinded assessments were only available from four out of the eight included studies, the authors concluded that better evidence for efficacy from blinded assessments is required before neurofeedback can be supported as treatment for ADHD core symptoms. This need is addressed in the present study that applies assessments by a blinded clinical investigator. In addition, there is still lack of evidence whether the observed effects are specific results of the neurofeedback treatment and are not triggered by unspecific effects.
Many studies on neurofeedback in ADHD have been criticized for lacking appropriate controls and follow-up, failing to randomly allocate participants to treatment conditions, using poor diagnostic criteria, and employing subjective and unblinded outcome measures [13, 23]. In addition, they failed to take into account the influence of the training setting provided by extensive biofeedback. These limitations inhibit the acceptance of neurofeedback within the psychiatric and psychological communities. Therefore, the aim of this randomized, controlled trial with parallel groups is to examine the efficacy of neurofeedback in comparison to a self-regulation training using a peripheral physiological parameter, controlling for possible unspecific positive effects of the training setting. First, we hypothesize that neurofeedback will show a beneficial effect on the core symptoms of children with ADHD that is superior compared to the control condition. Second, we anticipate that patients will be able to sustain clinical improvement following neurofeedback after having washed out pharmacotherapy. Furthermore, we want to investigate the effect of NF on the degree of illness, the attentional performance, comorbid symptoms, intelligence, quality of life and cortical arousal. For the first time adverse events as well as severe adverse events will be assessed.
Patricipants and recruitment
Attention-deficit/hyperactivity disorder (combined type) (DSM-IV)
Being 7 to 9 years of age
Ability to understand character and individual consequences of the trial
Written informed consent of the person with primary custody must be available before enrolment in the trial
Diagnosis of bipolar disorder, psychosis, serious OCD, chronic serious tics or Tourette syndrome
Major neurological or medical illness
Pharmacotherapy for severe anxiety and mood disorders and psychosis
Acute suicidal tendencies
IQ below 80 (CPM)
Non-German speaking child and primary caretaker
Pregnancy and lactation
Participation in other clinical trials and observation period of competing trials, respectively.
Ethics and written consent
This study (ISRCTN76187185) was approved by all local Ethics Committees according to the Declaration of Helsinki. Before entering the study patients are informed about the study objectives, study design, and potential risks by one of the main investigators and receive this information in writing also. Written consent is obtained from all participants and their persons in charge of primary custody. In addition children sign an adequate informed consent.
Experimental group: feedback of slow cortical potentials
Interventions were conducted following protocols of previous controlled studies with positive neurofeedback outcomes [25–28] (for an overview, see Gevensleben et al. ; Arns et al. ]). Slow cortical potentials (SCPs) are very slow changes in the EEG and belong to the family of event related potentials. They reflect the excitability of the underlying cortical area. While negative shifts mobilize resources for the preparation of motor and cognitive answers to a stimulus, positive shifts reflect inhibition of mobilization .
Participants randomly allocated to the experimental group receive 25 sessions of neurofeedback of SCPs, with each session lasting about 60 minutes. This includes time needed for electrode montage as well as four 10 minutes blocks of feedback. Each block consists of 40 trials and each trial is composed of a baseline-phase (2 seconds) and a feedback-phase (8 seconds). The feedback electrode is being placed at Cz and referenced against an electrode behind the left ear (mastoid). In addition one ground electrode is placed on the right mastoid and four electrodes around the eyes to enable an online correction of artefacts produced by eye movements. The training protocol prompts either negative potential or positive potential shifts compared to the baseline . If patients are successful for at least 2 seconds in total during the second half of the feedback-phase a sun is shown as a positive reinforcement. Negativation and positivation are trained in a randomized succession, within the first 12 training sessions in a 1:1 ratio. Respectively the focus on negativation, the ratio is being changed to 4:1 within the last 13 sessions.
Participants are sitting in front of a computer screen and connected to a multichannel amplifier which records EEG as well as EMG activity (NEURO PRAX®; neuroConn GmbH, Ilmenau, Germany). Using previous research as a basis the treatment is being administered two to three times a week, and feedback animations provided are simple. During each session feedback is given in block 1, 2 and 4. To enable transfer of self-regulation skills to everyday life participants perform the third block of each session without continuous feedback (transfer trials). Between the 12th session and the 13th session a period of 3 weeks without training sessions is being arranged. During that period participants have to conduct short transfer exercises where they use the strategies of self-regulation at least three times a day. Little memo-cards that depict the monitor with a successful self-regulation trial serve as a cue to remind the participants to exercise the self-regulation. In addition they receive a DVD with a video showing trials with both tasks simulating the situation in the lab to prompt self-regulation at home. To strengthen the transfer the last 10 sessions are followed by a short transfer exercise as described above before doing some homework in the lab. Participants are able to earn a certain amount of tokens for taking part and good cooperation. These tokens are honored by little presents or vouchers as soon as a certain amount is collected.
Control group: feedback of electromyographic activity of the musculi supraspinatus
Randomization and blinding
After screening, patients are randomly assigned to either the neurofeedback training (experimental group) or electromyographic (EMG)-biofeedback training (control group). Randomization is stratified according to trial site and sex in a 1:1 ratio (neurofeedback vs. EMG-biofeedback). Other prognostic factors are considered by means of adjusted analysis. A web based randomization tool developed at IZKS Mainz is used within this trial. Randomization lists generated at IZKS Mainz by means of a SAS (Statistical Analysis System) program are imported into this tool. For practical reasons, the primary investigators of the study who deliver treatments (but are not involved in outcome ratings) are aware of the participants’ allocation, but all medical consultants are blinded to the allocation. Also parents and participants are not being informed about the randomization outcome but from the start of the training sessions the latter are receiving instructions dependent on the outcome. All participants are connected with both peripheral (EMG) and scalp (EEG) electrodes. Training devices and software are identical for both interventions.
The German ADHD Rating scale consists of 20 items that assess the severity and perceived burden of inattention, hyperactivity, and impulsiveness as defined by the ICD-10 and DSM-IV and has been used widely in treatment studies for ADHD . It can be used to directly compare effect sizes between different kinds of interventions. The German version has shown good psychometric properties, with good internal consistency (α coefficient = 0.78 – 0.89) for parent-rating  and (α coefficient > 0.90) for teacher-rating, and good inter-rater reliability (r = 0.70) .
Clinical Global Impression Scale
Assessment of general psychopathology is being performed using the Clinical Global Impression Scale (CGI) to estimate symptom severity (CGI-S) and improvement (CGI-I) [34, 35]. The CGI is a seven-point scale that requires a rating of illness severity at the time of assessment. Because severity estimation in the CGI is performed in relation to other patients, it is a subjective assessment tool. Ratings are performed by a medical consultant blinded to group allocation.
Testbattery for Attentional Performance
Go/Nogo. This subtest assesses the ability to suppress a response in the presence of irrelevant stimuli. Omission errors, committed errors, average reaction time and intraindividual variance of reaction time are analyzed in both subtests to estimate changes in the attention performance.
Flexibility (non-verbal). This subtest assesses the ability to shift the attentional focus, measuring reaction times for valid and invalid cues in a visual task.
The TAP is a well validated measurement with satisfying psychometric properties .
Neurophysiological parameters: a) quantitative EEG and b) event related potentials
Quantitative EEG (QEEG) is recorded during 6 minutes resting condition (3 minutes eyes closed and 3 minutes eyes open) and during the first, last and follow-up training session, with the same equipment used for feedback but at 19 electrodes. After correction for eye artefacts from the recording channels power spectral analysis, displayed as a topographical brainmap showing the absolute and relative power for delta, theta, alpha and beta frequency are analyzed.
Event related potentials (ERPs) are recorded in a cued Continuous Performance Task (CPT-OX ). The CPT-OX measures a person's sustained and selective attention and impulsivity. By its embedded Go/Nogo task the CPT-OX captures a sequence of attentional and preparatory brain processes initiated by the cue stimulus (indexed by Cue P300 and CNV) which precede inhibitory control (indexed by Nogo P300 (e.g. ). The average reaction time, number of omission and commissions and mean amplitude of CNV and P300 is assessed. Additionally Error-related negativity (ERN, a marker of action monitoring and error processing) is recorded in an Erikson flanker task (ERN-FT ). Average reaction time and number of errors for each condition (congruent/incongruent) is assessed.
Child Behavior Checklist
The Child Behavior Checklist (CBCL) is one of the best-studied, empirically derived parent checklists for measuring general child and adolescent psychopathology  and is applied to assess comorbid symptoms. The child’s behavior over the past 6 month using a total of 118 items (plus 2 optional questions) is rated by parents or primary caregivers. The questionnaire includes a total problem score, two superior scales (externalizing problems and internalizing problems), and eight syndrome scales (withdrawal, somatic complaints, anxiousness/depression, social problems, thought problems, attention problems, delinquent behavior, and aggressive behavior). The reliability, factorial validity and discriminant validity of the German adaptation of the CBCL have been confirmed by several studies [41, 42]. In case of comorbid symptoms (assessed by the individual syndrome scores) additional corresponding parents’ rating scales of the Diagnostic-System for Mental Disorders in Children and Adolescents (DISYPS-KP ) are applied.
Strengths and Difficulties Questionnaire
In addition to the CBCL, the Strengths and Difficulties Questionnaire (SDQ) is used in order to assess short-term changes of comorbid symptoms and evaluate parent and teacher ratings. The SDQ is a brief behavioral screening questionnaire assessing 25 attributes, some positive and others negative, which can be allocated to five scales (emotional symptoms, conduct problems, hyperactivity/inattention, peer relationship problems, and pro-social behavior) . These scales can be summed to calculate a total difficulties score with the advantage of being able to assess short-term changes . In this study parent and teacher ratings with the SDQ are used. The sensitivity to change of SDQ allows estimation of treatment efficacy (α = 0.73; retest stability = 0.62)  and monitoring of symptom changes compared to screening.
Coloured Progressive Matrices
Full scale intelligence quotient (IQ) is measured using the Coloured Progressive Matrices (CPM) . The CPM is a language-free intelligence screening test consisting of 36 items and standardized for children between 4 and 11 years of age. It provides a parallel version (Split-Half Reliability of r = 0.85 to 0.90) to minimize test-retest-effects (test-retest coefficient r = 0.86 to 0.90).
Quality of life questionnaire
The revised German Kid-KINDL(R) quality of life 24 item questionnaire is a reliable, valid and practicable instrument  yielding six dimensions (body, psyche, self-esteem, family, friends, and functional aspects) and a total score. The self-rating for children between 7 and 13 years of age is applied to participants. The internal consistency for subscales reached values from α = 0.54 to α = 0.73, with an α = 0.82 for the total score .
Parents’ expectations on-/satisfaction with therapy
The expectations before treatment, and the satisfaction with therapy during and after treatment is rated by parents using a questionnaire that was developed by the Institute of Medical Psychology and Behavioral Neurobiology, Tübingen . The questionnaire consists of six questions based on a 6-point Likert scale. To avoid bias through social expectancy parents submit the questionnaire directly to IZKS Mainz.
Adverse events and serious adverse events
At each contact (assessment and training-session) participants are asked to report any adverse events (AEs). AEs are assessed by using open questions, asking about general AEs and their severity during the study period.
Time points of assessments
The assessment time points are as follows.
Screening: Eligibility criteria are examined in a first appointment.
Pre-test: After washing out the medication as outlined above the initial assessment is carried out to establish an unmedicated baseline.
Post-test I: After 3 months of either neurofeedback or EMG-biofeedback, there is a comprehensive post-therapy assessment.
Post-test II: One month later, a second comprehensive post-therapy assessment is provided. To compare an unmedicated state to the baseline (established in the Pre-test) again medication is washed out before.
Follow-up-test: Six months after the training-phase has ended, another comprehensive assessment is carried out. Medication is washed out before.
Time points of assessments
1 to 3
End of 3
End of 4
5 to 9
End of 9
Primary and secondary endpoints
The primary endpoint of this study is the change in ADHD rating scale (FBB-ADHS) after treatment and washout of medication (Post-test II minus Pretest).
Secondary endpoints include:
Resumption of medication by choice of family during follow-up.
Change in neuropsychological and neurophysiological parameters.
Change in SDQ questionnaire subscales.
Change of full-scale IQ in CMP.
Change in KINDL(R) questionnaire (both parents and child version).
Score measuring parents' satisfaction with therapy.
A detailed methodology for summary and statistical analysis of the data collected in this trial is documented in a Statistical Analysis Plan (SAP) that is dated and maintained by IZKS Mainz. The document may modify the plans outlined in the study protocol; however any major modifications of the primary endpoint definition and/or its analysis are also reflected in a protocol amendment. The SAP has to be authorized before database closure by the biometrician and the coordinating investigator.
Estimates of a clinically relevant effect size were derived from the Göttingen pilot-study using the same primary outcome measures . It is expected that in the neurofeedback group the mean FBB-ADHS score at Post-Test 2 is 1.20 and in the control group 1.50 with a common standard deviation of 0.55. The expected outcome requires a sample size of 72 subjects per group (α = 0.05, two sample t-test, two-sided) to achieve a power of 90%.
Data are analyzed primarily in the modified intention-to-treat (mITT) population. Supportive analyses are planned in the per-protocol (PP) population. mITT comprises all randomized patients with the exception of patients for which it is obvious at the time of randomization that no study specific therapy would be applied, while PP analysis assesses mITT patients who do not meet any of the following criteria: violation of inclusion and/or exclusion criteria, major deviations from the visit schedule, and bad compliance during feedback sessions. All safety parameters are analyzed in the safety population comprising all patients participating in at least one feedback session. Within these analyses patients are analyzed according to the received treatment even if the respective patient was randomized to the other treatment group.
In the primary analysis the primary outcome is tested by an analysis of covariance (ANCOVA) using treatment, trial site, baseline FBB-ADHS score, baseline ADHD medication, parenting style, parent’s expectations, and sex as covariates. The analysis is repeated for the PP population as a sensitivity analysis. In further analyses other potential predictors of response to treatment are examined. Secondary outcome measures comprise binary variables and scores derived from standardized questionnaires. For binary variables proportions and relative risks together with their associated 95% confidence-intervals are calculated. Differences between intervention groups are assessed using logistic regression models. Scores are described by distributional parameters (mean, standard deviation, median, quartiles, and range). In case the assumption of normally distributed data can not be rejected, differences in the scores between intervention groups are analyzed by an ANCOVA using the same predictors as in the primary analysis. In case of major deviations from ANCOVA requirements, appropriate non-parametric methods are applied.
A detailed methodology for the data management in this trial is documented in a data management plan that is dated and maintained by IZKS Mainz. This plan is signed by the sponsor, the head of the data management team and the responsible data manager. This trial is performed using an electronic case report form (eCRF) or remote data entry (RDE). The investigator and the trial site staff receive system documentation, training and support for the use of the eCRF. During data entry integrity checks help to minimize entry failures. These data entry checks are based on the data validation plan. Any missing data or inconsistencies are reported back to the respective site and clarified by the responsible investigator. After completion of data entry and if no further corrections are to be made in the database, the access rights are taken away and the database is declared closed and used for statistical analysis.
Monitoring is done by personal visits from a clinical monitor according to prior defined standard operation procedures of the IZKS Mainz. By frequent communications (letters, telephone, fax), the site monitor ensures that the study is conducted according to the protocol and regulatory requirements. The investigator has to allow the monitor to look at all essential documents and has to provide support at all times to the monitor. Furthermore, queries are resolved in cooperation with the investigator. Close-out visits are conducted to close the study site at the end of the study and to ensure that all study-related documents archived.
An independent advisory board is established. This advisory board is supposed to act as a data monitoring and safety board during non-public meetings in the absence of the principal investigator. The advisory board supervises the conduct of the study and issues recommendations for early termination, modifications or continuation of the study, if necessary. It has to be informed contemporary of serious study related events.
This paper presents the design and protocol of a randomized controlled trial (RCT) with neurofeedback for children with ADHD in an outpatient setting. The choice of EMG biofeedback as a control condition was made after an extensive discussion. Although there is no doubt that double-blind, placebo-controlled trials could provide strong evidence for the efficacy and specificity of a given treatment, there are several issues of a “sham” condition specially in neurofeedback. Apart from the ethical issues, the feasibility of a sham condition for neurofeedback is doubtful. Birbaumer et al.  once tried to establish a double-blind sham condition in a neurofeedback trial for patients with epilepsy. Patients as well as the trainer “detected” the sham sessions and refused further cooperation. Furthermore neurofeedback in particular seems to induce the assumption that one is part of the placebo control. In previous placebo-controlled trials of neurofeedback, up to 80% of the participants of the neurofeedback groups estimated (after treatment) that they received placebo feedback [52, 53]. As we have learned from one of our pilot studies  it takes time until children are able to self-regulate their brain activity. Therefore clinical improvement becomes evident only after a certain delay. The impression of uncontrollability that arises especially in the beginning might assume that missing effects are due to the control condition and therefore may lead patients to discontinue participation. Therefore, the present design made use of EMG biofeedback as an alternative control condition, based on the following considerations: There are not many studies on EMG Feedback available with satisfying methods and/or results. A review of 44 studies  concludes that the data do not suggest that biofeedback (i.e. EMG) techniques are superior to more conventional treatment. A detailed analysis of the studies included in this review leads to an even more pessimistic estimation of the effects. Original work published after 1981 does not show much improvement. No study reports follow-up data (e.g. ), diagnosis is based on teachers’ ratings , some of the improvements are found in the placebo-group as well  and EMG Feedback was frequently carried out in addition to other treatments. Arnold  concludes from his comprehensive review that EMG Feedback “merits further studies”. Although not tightly connected to the known pathology of ADHD, relaxation of muscles can have effects on the EEG . Therefore possible changes in the EEG are controlled by the QEEG (secondary measure) in this study. As shown by Bakhshayesh et al.  EMG Feedback does have an effect on core symptoms of ADHD albeit not as much as EEG-Feedback. Therefore from an ethical viewpoint EMG-Feedback is not just “empty” and senseless, possibly reflecting the desirable placebo effect of the treatment as being rewarded for being attentive, concentrated and cooperative. Moreover it is to mention that a blinded setting might work well in drug research but seems an inappropriate requirement in psychotherapeutic treatments where subjects are supposed to learn a certain behavior. In Biofeedback the task is to acquire a self-regulation skill. At least the first stage of this learning process requires conscious control over the target variable . As observed by Surwit and Keefe  without knowing which parameter is being trained subjects are less effective in the acquisition of control. This all amounts to the conclusion that the EMG biofeedback applied in this design is an adequate, satisfying and credible control condition. If the trial supports the effectiveness of neurofeedback in reducing ADHD core symptoms in the absence of stimulant therapy, this would offer an effective alternative for those ADHD patients whose treatment is up to now limited by poor medication response, adverse side effects, and in cases in which the patients and/or their parents refuse medication treatment. In children who respond to pharmacotherapy, medication could be withdrawn after successful neurofeedback training. Beyond the immediate research setting, neurofeedback might be expanded to other behavioral disorders.
The present study examines the effects of neurofeedback on behavioral as well as neurophysiological parameters comprising attentional, preparatory, time processing, and inhibitory ERP components. In a longitudinal study of neuropsychological and electrophysiological markers of different ERP components Doehnert et al.  suggest that especially preparatory and time processing brain processes indexed by CNV remained detectable in young adult ADHD subjects, even in ADHD remitters, compared to controls. The results seem to indicate residual timing deficits even in young adults with remitted ADHD. Heinrich et al.  investigated the effects of a neurofeedback training aiming at generating a ‘more negative’ CNV in children with ADHD compared with a waiting-list group. Besides a reduction of ADHD symptoms following the training, a pronounced increase of the CNV amplitude was observed in CPT cue trials. The authors suggested that the CNV increase may be interpreted as a neurophysiological correlate of improved self-regulatory capabilities. Expecting a relevant stimulus, children with ADHD may be able to allocate more resources after neurofeedback. Interestingly, similar effects on the CNV were reported following cognitive-behavioral interventions. Against that background future neurofeedback studies may directly aim at the modulation of CNV and explicitly address impaired preparatory processes and timing as an important target of treatment .
Ute Strehl Senior author.
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