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Role of endothelial dysfunction in sleep-disordered breathing in egyptian children with sickle cell disease

Abstract

Background

Endothelial dysfunction is an integral pathophysiologic mechanism in sickle cell disease (SCD), and can lead to many complications. Sleep-disordered breathing (SDB) is a SCD complication with diverse incidence and pathophysiology. This study aimed to determine the prevalence of SDB in children with SCD and to assess its relation to endothelial dysfunction.

Methods

Sixty children with SCD and 60 healthy controls were enrolled. The levels of TNF-α, IL-6, and IL-17A were evaluated in the entire cohort using enzyme-linked immunosorbent assay (ELISA) kits. Polysomnography (PSG) was performed for all SCD patients after completion of the Pediatric Sleep Questionnaire (PSQ).

Results

TNF-α, IL-6, and IL-17A levels were significantly greater in children with SCD than in controls (p-values < 0.001, < 0.001, and 0.006, respectively). The PSQ revealed symptoms suggestive of SDB in 50 children with SCD (83.3%), and PSG revealed obstructive sleep apnea (OSA) in 44 children with SCD (73.3%); 22 patients had mild OSA, and 22 had moderate-to-severe OSA according to the apnea–hypopnea index (AHI). TNF-α was significantly greater in SCD children who reported heavy or loud breathing, trouble breathing or struggle to breathe, and difficulty waking up in the morning (p-values = 0.002, 0.002, and 0.031, respectively). The IL-6 levels were significantly greater in SCD children who stopped growing normally (p-value = 0.002). The levels of IL-6 and IL-17A were significantly greater in SCD children with morning headaches (p-values = 0.007 and 0.004, respectively).

Conclusion

Children with SCD showed a high prevalence of SDB with significantly elevated levels of markers of endothelial function, highlighting the interplay of SDB and endothelial dysfunction in SCD.

Peer Review reports

Background

Endothelial dysfunction (ED) is an important feature of sickle cell disease (SCD) [1] and is associated with several contributing factors, including wall shear stress, stiff sickle erythrocyte adhesion, and interaction with the vascular endothelium, hypoxia, hyperviscosity, and reduced nitric oxide bioavailability [2,3,4,5]. Endothelial function (EF) in SCD has been previously assessed by several methods, including the measurement of circulating extracellular vesicles (EVs), proinflammatory cytokines, endothelial-derived microparticles (EDMPs), and adhesion molecules [6,7,8,9]. Flow-mediated dilation of the brachial artery and peripheral arterial tonometry [10,11,12] are also among the noninvasive methods used to assess EF in SCD patients.

Various circulating biomarkers have been used previously to monitor endothelial dysfunction in human studies including inflammatory biomarkers such as high-sensitivity C-reactive protein (hs-CRP), interleukin 6 (IL-6), interleukin 8 (IL-8), interleukin 1β (IL-1β), tumor necrosis factor α (TNF-α), CC-chemokine ligand 2 (CCL2), interleukin 17 (IL-17), and others [13,14,15,16,17]. Activated endothelial cells in SCD patients release inflammatory cytokines, including TNF-α, IL-6, and IL-17, which have been proven to contribute to the inflammatory process and ED observed in SCD patients and hence play a pivotal role in SCD complications [18,19,20,21].

One of the frequently underdiagnosed SCD complications is sleep-disordered breathing (SDB), which encompasses obstructive sleep apnea (OSA) and nighttime hypoxemia [22]. The estimated prevalence of OSA is 41% in children with the Hb SS genotype and 10 –15% in those with less severe genotypes [23, 24]. Adenotonsillar hypertrophy (ATH) secondary to functional asplenia, recurrent tonsillitis from defective bacterial opsonization, or extramedullary hematopoiesis has been implicated in the greater incidence of OSA in children with SCD [25, 26]. Hypoxia, which enhances oxidative stress and proinflammatory signaling pathways, is a principal trigger of the pathophysiological mechanism shared by SDB and SCD and contributes to comorbidities attributed to both diseases such as cardiovascular, pulmonary, and neurologic sequelae [27].

There has been a possible interplay between endothelial dysfunction and SDB studied previously [28,29,30]; however, this relationship has not been previously investigated in SCD patients. Hence, in this study, we aimed to determine the prevalence of SDB in Egyptian children with SCD and assess endothelial function in such a cohort. Then, we determined the relationship between endothelial dysfunction and SDB in these children.

Methods

Study population

This cross-sectional study included 60 sickle cell disease (SCD) children aged 8–18 years with a mean age of 11.4 ± 2.71 years. The entire cohort enrolled was in a steady state and one month away from previous blood transfusions. The recruited patients were followed at the Pediatric Hematology Outpatient Clinic of Cairo University Children’s Hospital and diagnosed via hemoglobin electrophoresis. Forty-four (73.3%) patients were homozygous (HbSS), and 16 (26.7%) were compound heterozygous for sickle β-thalassemia (HbSβ) [3 patients were Sβ0, and 13 patients were Sβ+]. Patients with chronic disease, skeletal deformity, craniofacial anomalies, neuromuscular disorders, or acute upper respiratory tract infection 2 weeks before enrollment were excluded from this study.

Thirty-five (58.3%) of the studied SCD children were males, and 25 (41.7%) were females. The mean age at diagnosis was 21 ± 16.4 months. Regarding anthropometric measurements of the studied patients, the mean weight was 30.40 ± 11.03 kg, the mean height was 130.1 ± 18.64 cm, and the mean BMI was 17.30 ± 1.66 kg/m2. All our patients were receiving hydroxycarbamide at a mean daily dose of 18.9 ± 6.6 mg/kg/day, and 21.6% required iron chelation due to hyperferritinemia, with a mean serum ferritin level of 728.05 ± 995.99 ng/ml. The mean hemoglobin of the studied patients was 9.06 ± 1.21 gm/dL, the mean platelet count was 285.77 ± 121.94 × 103/cmm, the mean total leukocyte count was 10.10 ± 3.9 × 103/cmm, the mean HbS level was 64.36 ± 12.97%, and the mean HbF level was 13.05 ± 9.48%.

As a control for the studied cytokines, 60 healthy, age- and sex-matched children were enrolled. This study was approved by the Research Ethics Committee at the Faculty of Medicine—Cairo University (ethical clearance number 589–2021). Before patient enrollment, written informed consent and assent were obtained from the patients and their guardians.

Sleep quality was assessed by the Pediatric Sleep Questionnaire Sleep-Disordered Breathing (PSQ-SDB) Subscale and polysomnography (PSG) in the enrolled patients. The levels of the studied markers of endothelial function were measured in patients and controls. All studied variables were tested within two days of each other.

Assessment of sleep-disordered breathing in patients with sickle cell disease

Pediatric sleep questionnaire sleep-disordered breathing (PSQ-SDB) subscale

Patients were interviewed by the same researcher to answer a questionnaire-based survey, the PSQ-SDB subscale. The PSQ consisted of 22 parent-reported items (included in the Additional file 1). The purpose of these questions was to evaluate the symptoms of snoring, witnessed sleep apnea, difficulties in breathing during sleep, daytime sleepiness, inattention, and hyperactivity. The PSQ-SDB score ranged from zero to one. Scores ≥ 0·33 were deemed positive and highly indicative of pediatric sleep-disordered breathing [31, 32].

Polysomnography

Overnight polysomnography (PSG) was performed for all patients at the Sleep Laboratory of Cairo University Children’s Hospital. The following parameters were recorded using a computerized recording system (Embla A10®, Embla, Broomfield, CO, USA): [33]

  1. (1)

    Brainwave activity: The electroencephalogram (EEG) electrodes were applied at C4, C3, O1, and O2, with A1 and A2 as reference electrodes.

  2. (2)

    Muscle activity: Submental and anterior tibialis electromyograms (EMGs) were used. Periodic limb movements in sleep (PLMS) were assessed using anterior tibialis EMG.

  3. (3)

    Eye movements: A two-channel electrooculogram (EOG) was used.

  4. (4)

    Heart rate and rhythm: A two-lead electrocardiogram (ECG) was used.

  5. (5)

    Airflow: An Embla nasal pressure cannula and a Nihon Kohden, Tokyo, Japan three-pronged thermistor were used.

  6. (6)

    Thoracoabdominal movements: Two respiratory inductance plethysmography belts (RIPs) were used.

  7. (7)

    Snoring activity: A snore microphone was used.

  8. (8)

    Arterial oxygen saturation (SpO2): SpO2 was determined by pulse oximetry (Masimo, Irvine, CA).

  9. (9)

    Body position: A body position sensor was used.

All PSG records were videotaped.

The following variables were recorded for each PSG: total sleep time (TST); sleep efficiency; sleep stages [nonrapid-eye movement (NREM) sleep (stages N1, N2, and N3) and rapid-eye movement (REM) sleep]; apnea–hypopnea index (AHI); oxygen desaturation index (ODI); and periodic limb movement index (PLMI).

The American Academy of Sleep Medicine (AASM) scoring guidelines were followed:

  • Apnea was defined as a ≥ 90% decrease in peak signal excursion compared to the pre-event baseline, spanning a minimum of two breaths, and fulfilling respiratory effort requirements for different types of apneas. Obstructive apneas were accompanied by respiratory effort during the airflow absence period; central apneas were accompanied by the absence of respiratory effort during the airflow absence period; and mixed apneas were accompanied by the presence and absence of respiratory effort occurring during the same event, irrespective of which of them occurred first [34].

  • Hypopnea was defined as a ≥ 30% decrease in peak signal excursion compared to the pre-event baseline, spanning a minimum of two breaths, with ≥ 3% desaturation, or linked with arousal [34].

  • The apnea–hypopnea index (AHI) was calculated by recording the average number of apneas and hypopneas that occurred during an hour of sleep. Patients were categorized as having mild OSA (5 – 15 events/hour), moderate OSA (> 15 – 30 events/hour), or severe OSA (> 30 events/hour) [35].

Assessment of endothelial function in SCD patients and control group

Serum concentrations of TNF-α, IL-6, and IL-17A were evaluated using commercially available enzyme-linked immunosorbent assay (ELISA) kits (Sunred Biological Technology, Shanghai, China, Catalog nos. 201–12- 0083, 201–12- 0091, and 201–12- 0048, respectively) according to the manufacturer's instructions (R&D Systems, MN, USA).

Statistical analysis

Categorical data were represented as numbers and percentages. Chi-square test was applied to compare between two groups. Alternatively, Fisher Exact correction and Monte Carlo correction tests were applied when more than 20% of the cells had an expected count of less than 5. For continuous data, they were tested for normality by the Shapiro–Wilk test. Quantitative data were expressed as range (minimum and maximum), mean, standard deviation, and median for normally distributed quantitative variables. Student t-test was used to compare two groups while one-way ANOVA test was used to compare the different studied groups. On the other hand, for not normally distributed quantitative variables, the Mann–Whitney test was used to compare two groups while the Kruskal–Wallis test was used to compare different groups. The significance of the obtained results was judged at the 5% level. A p-value ≤ 0.05 was considered statistically significant. All the statistical computations were performed using IBM SPSS (Statistical Package for the Social Science; IBM Corp., Armonk, NY, USA), release 28 for Microsoft Windows [36,37,38].

Results

Markers of endothelial function in the studied SCD patients

In the studied SCD patients, the mean TNF-α level was 267.01 ± 100.04 ng/L, the mean IL-6 level was 125.21 ± 50.06 ng/L, and the mean IL-17A level was 3.04 ± 2.02 ng/L. Sickle cell disease patients showed significantly higher markers of endothelial function (TNF-α, IL-6, and IL-17A) in comparison to controls (p-values < 0.001, < 0.001, and 0.006, respectively) (Fig. 1). Sickle cell disease patients with more severe genotypes (SS and Sβ0) had slightly greater levels of markers of endothelial function (TNF-α, IL-6, and IL-17A) than Sβ+ patients, but the difference was not statistically significant (p-values = 0.173, 0.583, and 0.720, respectively) (Fig. 2).

Fig. 1
figure 1

Comparison between cases and controls regarding the mean of markers of endothelial function

Fig. 2
figure 2

Comparison between SCD genotypes regarding the mean of markers of endothelial function

Sleep-disordered breathing (SDB) in the studied SCD patients

According to the PSQ score (Table 1), 50 of the studied SCD patients (83.3%) displayed symptoms of sleep-disordered breathing (SDB). Regarding the symptoms assessed by the questionnaire, the most prominent symptoms were difficulty waking up in the morning, snoring, and waking up feeling unrefreshed in the morning (83.3%, 76.7%, and 76.7%, respectively).

Table 1 Pediatric sleep questionnaire items for assessment of pediatric sleep-related breathing disorder in SCD patients

Based on polysomnography (Table 2), 44 out of 60 SCD children (73.3%) had obstructive sleep apnea (OSA); 22 (36.7%) had mild OSA, and 22 (36.7%) had moderate-to-severe OSA. For the studied patients, the AHI ranged from 0.2 to 40 occurrences per hour of sleep, with a mean of 2.47 ± 1.39 for the no OSA group, 10.2 ± 3.21 for the mild OSA group, and 21.15 ± 9.33 for the moderate-to-severe OSA group.

Table 2 Comparison between patients with and without OSA; and patients with mild and moderate-to-severe OSA regarding PSG parameters

Polysomnography revealed significantly lower sleep efficiency and nocturnal oxygen saturation in SCD patients with OSA than in those without OSA (p-values = 0.014 and < 0.001, respectively). Regarding the severity of OSA, total sleep time and sleep efficiency were significantly lower in the moderate-to-severe OSA patients than in the mild OSA patients (p-values = 0.005 and < 0.001, respectively) (Table 2).

Markers of endothelial function and SDB in the studied SCD patients

TNF-α was significantly greater in SCD patients who experienced heavy or loud breathing, trouble breathing, or struggle to breathe and who had difficulty waking up in the morning (p-values = 0.002, 0.002, and 0.031, respectively). IL-6 was significantly greater in SCD patients who stopped growing at a normal rate and those with morning headaches (p-values = 0.002 and 0.007, respectively). IL-17A was significantly greater in SCD patients with morning headaches (p-value = 0.004) (Table 3).

Table 3 PSQ items with significant positive variations in markers of endothelial function in SCD patients

The levels of markers of endothelial function (TNF-α and IL-6) were slightly greater but not significantly different between patients with and without OSA (p-values = 0.953 and 0.817, respectively). Obstructive sleep apnea was more prevalent among males (p-value = 0.01). Sickle cell disease patients with OSA had a greater HbS level and a greater total leukocyte count (p-values = 0.019 and 0.047, respectively) (Table 4).

Table 4 Comparison between SCD patients with and without OSA regarding demographic, clinical, and laboratory parameters, and PSQ score

On comparing patients with mild OSA and moderate-to-severe OSA, we found that TNF-α, IL-6, and IL-17A were also slightly greater in the moderate-to-severe OSA patients than in the mild OSA patients, yet the difference was not statistically significant (p-values = 0.716, 0.404, and 0.673, respectively). Patients with moderate-to-severe OSA had a significantly lower hemoglobin level and a significantly greater platelet count than those with mild OSA (p-values = 0.035 and 0.036, respectively) (Table 5).

Table 5 Comparison between SCD patients with mild and moderate-to-severe OSA regarding demographic, clinical, and laboratory parameters, and PSQ score

Discussion

Endothelial dysfunction has been implicated in the pathophysiological mechanism of sickle vasculopathy and subsequently in the development of acute and chronic SCD complications [39]. Sleep-disordered breathing (SDB), particularly obstructive sleep apnea, is a relatively common but overlooked complication of SCD. The heightened likelihood of developing SDB in young patients with SCD highlights the necessity for a deeper comprehension of the connection between the pathophysiology of SDB and SCD. One theory is that both SDB and SCD display vascular endothelial dysfunction, which can happen through different pathways comprising hypoxemia, systemic inflammation, and reactive oxygen species (ROS) production [27].

Elevated serum levels of markers of endothelial function (TNF-α, IL-6, and IL-17A) have been demonstrated to be significantly greater in SCD patients than in healthy controls. Several earlier studies have shown a similar cytokine profile in SCD patients, and these elevated proinflammatory cytokines have been associated with SCD complications, including SDB [40,41,42,43,44,45].

Sleep-disordered breathing is described as a continuum of severity, ranging from partial upper airway obstruction causing snoring to total obstruction generating obstructive sleep apnea (OSA) [46]. In this study, nearly two-thirds (73.3%) of the studied SCD patients had OSA, with approximately one-third (36.7%) having moderate-severe OSA. An even greater percentage of the studied patients (83.3%) had SDB-suggestive symptoms according to the pediatric sleep questionnaire (PSQ). The PSQ-SDB subscale exhibited good diagnostic value and was useful for screening patients for OSA [47]. It has also been used in many research studies, and many additional peer-reviewed publications have added evidence of validity and provided data to indicate usefulness in predicting some consequences of pediatric OSA, such as hyperactive behavior and sleepiness, and evaluating their response to OSA treatment [48]. In light of these findings, polysomnography (PSG) is recommended for all SCD patients displaying symptoms suggestive of SDB for early diagnosis and proper treatment of OSA, which is essential because OSA may increase the risk of developing neurological dysfunction, cognitive impairment, and cardiovascular disease [49].

In this study, there was a higher prevalence of OSA in he studied SCD patients than in previous studies, in which the prevalence was estimated to range between 10 and 41% [24, 50]. However, the estimated OSA prevalence in Egyptian SCD children is not quite known due to the limited number of studies addressing this issue. An explanation for this disparity between our findings and those of other studies may be related to the severity of the SCD genotype (73.3% of our patients had Hb SS), the greater proportion displaying SDB-suggestive symptoms increasing the risk of having sleep apnea, and our small sample size may have led to discrepancies in the proportion of patients with OSA. However, higher prevalences of OSA in SCD patients (67% and 69%) have been previously reported in some studies [51, 52].

A male preponderance was observed in our OSA group (68.2%, p-value = 0.01). Due to anatomical variations in the pharyngeal and upper airway anatomy, several studies have found a robust association between male sex and an elevated risk of OSA in adults [53,54,55]. However, among children, some studies did not support this finding [56, 57]. The discrepancy in OSA prevalence between sexes might be attributed to differences in fat distribution, upper airway length and collapsibility, neurochemical regulatory mechanisms, and the arousal response [58].

The majority of the studied SCD patients with OSA had homozygous sickle cell anemia (HbSS; 70.4%), which may explain the higher level of sickle hemoglobin (HbS) in the OSA group. A similar finding of a greater prevalence of OSA among patients with the more severe genotype (HbSS) was previously reported [59].

The total leukocyte count (TLC) is an inflammatory indicator, and inflammation is a hallmark of both SCD and OSA, which explains the higher TLC in the OSA group. It is well established that SCD and OSA patients have an elevated TLC, and in SCD, it has been correlated with disease severity and a greater risk of complication development [60,61,62,63]. The increased platelet count in the moderate-severe OSA group may be related to the mix of pathophysiological events in SCD and OSA, with increased coagulability and alterations in hemostasis culminating in a pro-thrombotic state [64]. The chronic inflammatory state in both diseases may also result in reactive thrombocytosis as a result of increased levels of IL-1β and IL-6 [65].

The pathophysiology of OSA is known to be significantly influenced by chronic systemic inflammation. Various studies have previously reported elevated levels of proinflammatory cytokines, including TNF-α, IL-6, IL-8, adhesion molecules, and C-reactive protein (CRP), in children with OSA [66]. TNF-α is a proinflammatory cytokine that regulates physiological sleep and was initially associated with disorders of excessive daytime sleepiness (EDS) [67]. However, subsequent studies demonstrated its elevation in patients with OSA independent of EDS [68]. It has been used as a valuable indicator of the occurrence and development of OSA, as well as to evaluate its severity [69, 70]. Interleukin-17 (IL-17), a proinflammatory cytokine derived from T cells, was also reported to be elevated in pediatric OSA patients, indicating T-cell activation in response to inflammation [71, 72].

In this study, there were no statistically significant differences in the levels of the studied markers of endothelial function (TNF-α, IL-6, and IL-17A) between the OSA and non-OSA groups; however, SCD patients who displayed some of the symptoms suggestive of SDB had increased levels of the studied markers. Symptoms suggestive of SDB, such as snoring, repeated night awakening, difficulty falling asleep, and day sleepiness, have been reported by SCD children in previous studies [26, 73, 74]. These findings highlight the role played by endothelial dysfunction and inflammatory pathways in the pathophysiology of SDB in SCD patients.

Conclusion

There was a high prevalence of SDB in SCD children. Additionally, endothelial dysfunction was significantly greater in children with SCD. Sleep-disordered breathing was associated with the measured inflammatory cytokines, which may highlight the interplay between SDB and endothelial dysfunction in SCD patients.

Strength and limitations

Sleep-disordered breathing is a common, however, an overlooked problem in SCD. That’s why, all SCD patients should be evaluated for OSA, and PSG should be performed on patients with OSA symptoms. Previous research has investigated the hypothesis of a possible interaction between endothelial dysfunction and SDB. However, prior research on this interaction in SCD patients has not been conducted.

Limitations to our work include the cross-sectional nature of the study and the use of a convenient but small sample size. It is possible that a larger prospective study would have resulted in more significant associations. It would also be ideal to replicate this research work with an additional number of SCD patients in both steady and crisis states. The limited number of assessed markers of endothelial function because of the constrained resources was another limitation. Due to the relatively short time frame over which the study took place and the constrained resources, it would have been ideal to re-assess the markers of endothelial function after OSA treatment to study the impact of treatment on these markers.

Availability of data and materials

The datasets used and/or analyzed during the current study are available from the corresponding author upon reasonable request.

Abbreviations

SCD:

Sickle cell disease

SDB:

Sleep-disordered breathing

TNF-α:

Tumor necrosis factor-alpha

IL:

Interleukin

ELISA:

Enzyme-linked immunosorbent assay

PSG:

Polysomnography

PSQ:

Pediatric sleep questionnaire

OSA:

Obstructive sleep apnea

AHI:

Apnea Hypopnea index

ED:

Endothelial dysfunction

EF:

Endothelial function

EVs:

Extracellular vesicles

EDMPs:

Endothelial-derived microparticles

CO:

Colorado

USA:

United States of America

EEG:

Electroencephalogram

EMG:

Electromyogram

PLMS:

Periodic limb movements in sleep

EOG:

Electrooculogram

ECG:

Electrocardiogram

RIP:

Respiratory inductance plethysmography

TST:

Total sleep time

NREM:

Nonrapid-eye movement

PLMI:

Periodic limb movement index

ODI:

Oxygen desaturation index

AASM:

American Academy of Sleep Medicine

MN:

Minnneapolis

SD:

Standard deviation

IPM:

International Business Machine Corporation

SPSS:

Statistical Package for the Social Science

NY:

New York

ROS:

Reactive oxygen species

TLC:

Total leukocyte count

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Acknowledgements

We would like to acknowledge our patients and their parents who were involved in the study and spent a whole night in the sleep laboratory.

Funding

Open access funding provided by The Science, Technology & Innovation Funding Authority (STDF) in cooperation with The Egyptian Knowledge Bank (EKB). This work was self-funded by the authors.

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Authors

Contributions

YI was responsible for conceptualization, project administration, and writing — review and editing; MAS was responsible for supervision, validation, and visualization; HDH was responsible for data curation and formal analysis; AYF was responsible for the literature search, data collection, and data analysis; BI was responsible for the investigation and resources; SYMM was responsible for data interpretation and writing — the original draft.

Corresponding author

Correspondence to Yasmeen M. M. Selim.

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Ethics approval and consent to participate

This study was approved by the Research Ethics Committee at the Faculty of Medicine—Cairo University (ethical clearance number 589–2021). Before patients’ enrollment, their legally responsible guardians provided written informed consent, and assent was obtained from patients. All procedures complied with the Helsinki Declaration of 1964 and any subsequent amendments or equivalent ethical norms.

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The authors declare no competing interests.

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Youssry, I., Mostafa, A.S., Hamed, D.H. et al. Role of endothelial dysfunction in sleep-disordered breathing in egyptian children with sickle cell disease. BMC Pediatr 24, 626 (2024). https://doi.org/10.1186/s12887-024-05066-6

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