Data Monitoring Committees and Interim Analysis* |
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Terminology |
   Use of the standard nomenclature "Data Monitoring Committee" |
Composition of the DMC |
   Members' name, affiliation and training |
   Independence status from research team and sponsor |
Tasks of the DMC |
   Whether the DMC reviewed and accepted the protocol before the start of the trial |
   Main roles (e.g. monitoring of safety and/or efficacy), and explicit definition of which outcomes where analyzed# |
   Any additional roles (e.g. monitoring recruitment, quality assurance) |
   To which outcome(s) was the DMC blinded or unblinded |
Interim Analysis and Statistical Monitoring Methods |
   Whether the protocol included a predefined statistical monitoring plan |
   Number of planned interim analyses |
   Timing of planned interim analyses and parameter defining timing (i.e. participants or person-time recruitment, number of endpoints, ad hoc time interval) |
   Type of analysis planned (i.e. efficacy, harm, futility, and/or sample size adjustment), specific statistical methods used (with references and uniform terminology), description of boundaries (i.e. their symmetry, p-value/confidence interval, and adjustment, if applicable), and outcome(s) to which they were applied (i.e. primary/secondary, any subgroup analysis) |
   Any formal predefined stopping rules, to which outcome(s) did they apply, and whether they included statistical boundaries and/or other considerations |
   Whether the statistical monitoring plan was completed as planned; if not, which changes were performed, and their rationale |
   Adjustment for multiple analysis in final results (i.e. reported p-values and/or confidence intervals) |
Recommendations to the sponsor/steering committee |
   DMC recommendation regarding continuation or termination of the trial (with or without adjustments in protocol) |
   Rationale (i.e. statistical boundaries and/or other considerations) |
   Whether the sponsor followed the DMC's recommendations |
Early terminated trials |
   Motive(s) for termination (e.g. efficacy, harm, futility, recruitment) |
   All previously stated items, particularly rationale for early termination (including predefined statistical monitoring plan, type of analysis, predefined stopping rules, and DMC recommendation), and adjustment for multiple analysis and early termination in final results |
   Timing of early termination i.e which of the interim analyses led to trial termination, and on which parameter the timing of this interim analysis was based (e.g. number of participants enrolled, predefined number of endpoints) |
   Planned and final sample size |
   Total number of events after which the trial was terminated, including definition of these events |
   Discussion of implications of early termination (i.e. concerning type I and II errors) |
   Report early termination in the abstract of the paper |